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Abstract
Gradient-based optimization is the workhorse of deep learning, offering
efficient and scalable training via backpropagation. However, its reliance on
large volumes of labeled data raises privacy and security concerns such as
susceptibility to data poisoning attacks and the risk of overfitting. In
contrast, black box optimization methods, which treat the model as an opaque
function, relying solely on function evaluations to guide optimization, offer a
promising alternative in scenarios where data access is restricted, adversarial
risks are high, or overfitting is a concern. However, black box methods also
pose significant challenges, including poor scalability to high-dimensional
parameter spaces, as prevalent in large language models (LLMs), and high
computational costs due to reliance on numerous model evaluations. This paper
introduces BBoxER, an evolutionary black-box method for LLM post-training that
induces an information bottleneck via implicit compression of the training
data. Leveraging the tractability of information flow, we provide strong
theoretical bounds on generalization, differential privacy, susceptibility to
data poisoning attacks, and robustness to extraction attacks. BBoxER operates
on top of pre-trained LLMs, offering a lightweight and modular enhancement
suitable for deployment in restricted or privacy-sensitive environments, in
addition to non-vacuous generalization guarantees. In experiments with LLMs, we
demonstrate empirically that Retrofitting methods are able to learn, showing
how a few iterations of BBoxER improve performance and generalize well on a
benchmark of reasoning datasets. This positions BBoxER as an attractive add-on
on top of gradient-based optimization.